Showing posts with label dialectics. Show all posts
Showing posts with label dialectics. Show all posts

The trade union form and the butchery of dialectics





Introduction


On Sept 28, 2019, the World Socialist Web Site reprinted a 1998 lecture by David North with the title ‘Why are trade unions hostile to socialism?’  We can only speculate why North chose to reprint this lecture at this time.  It is notable in that it is practically alone among North’s numerous writings and lectures, where he ventures to use “dialectics” to make an argument for a perspective he was defending.  Far more common in North’s oeuvre are expressions of contempt for dialectics. For some examples of the latter see the essay ‘Hatred of the Dialectic’.

North has for decades trumpeted his role in exposing Gerry Healy’s butchery of dialectics. As we have shown however, North’s critique of Healy was highly superficial and never got to the philosophical essence of the matter. (See our introduction to and reprint of David Bruce’s ‘A Charlatan Exposed’) The main lesson North drew from his encounter with Healy is that “dialectics” is a suspicious endeavor and one should avoid it like the plague. It is therefore notable that in this 1998 lecture North appeals to the “dialectic” to make his case.  The results are not much different than those achieved by Healy. A total mess is made of a half-baked venture into philosophy in order to argue for a position that is completely untenable.  Dialectics, which is revolutionary in its essence, is transformed into its opposite, a form of apologetics for a turn away from the working class.

It just so happens that we are very familiar with this 1998 lecture because we commented on it in great detail in Chapter 5 of our book long polemic from 2007, Marxism Without its Head of its Heart. We are reprinting our comments on North’s 1998 essay exactly as they appeared in our 2007 polemic.  This is an excerpt from a much longer piece,  Chapter 5 of Marxism Without its Head or its Heart.  That chapter is a general critique of the attitude of North’s organization, the Socialist Equality Party, toward the trade unions.  In reading this discussion it should kept in mind that it was written 12 years ago and things have moved on since then. While I think that pointing to the abstentionism of the SEP at that time was justified, the further degeneration of North’s group since then has transformed it into an organization openly hostile to the working class.  This was announced loud and clear in their defense of the Supreme Court’s Janus decision in 2018. (See our essay, An anti-working class organization.)

In the following excerpt we have re-numbered the notes. References following quotes of North’s 1998 lecture refer to the page number of the printed version of the pamphlet.

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Rationalizing Abstentionism

 

The turning away from an engagement in the struggles of the working class can already be discerned in North’s lecture, Marxism and the Trade Unions, which was delivered in January 1998, four and a half years after the Workers League perspectives resolution. The lecture was intended as a reiteration of the party’s analysis of the unions, while at the same time contrasting that analysis with the kowtowing to the bureaucracy of various middle class radical tendencies. But on a careful reading it becomes evident that there is a shift of emphasis in the lecture. Whereas the 1993 analysis had been animated by a call for ambitious new interventions by the party in the working class, there is only a passing mention of that in the lecture.

Instead a line of argument is introduced which claims that the “social form” of trade unionism makes it organically reactionary: “The organic development of trade unionism proceeds, not in the direction of socialism, but in opposition to it” (11). This claim is made on supposedly philosophical grounds, and to the extent that the history of the unions is brought in, it is to confirm the philosophical argument. At the same time that trade unionism is being depicted as organically reactionary, there is virtually no mention of the need for the party to involve itself in new forms of struggle in the working class. What this adds up to, as we will see, is a rationalization for abstentionism.

The philosophical argument concerns the relationship of form and content. Here are the relevant paragraphs:
It must be kept in mind that when we set out to study trade unionism, we are dealing with a definite social form. By this, we mean not some sort of casual, accidental and amorphous collection of individuals, but rather a historically-evolved connection between people organized in classes and rooted in certain specific relations of production. It is also important to reflect upon the nature of form itself. We all know that a relation exists between form and content, but this relationship is generally conceived as if the form were merely the expression of content. From this standpoint, the social form might be conceptualized as merely an outward, plastic and infinitely malleable expression of the relations upon which it is based. But social forms are more profoundly understood as dynamic elements in the historical process. To say that "content is formed" means that form imparts to the content of which it is the expression definite qualities and characteristics. It is through form that content exists and develops.
Perhaps it will be possible to clarify the purpose of this detour into the realm of philosophical categories and abstractions, by referring to the famous section in the first chapter of the first volume of Capital, in which Marx asks: "Whence, then, arises the enigmatical character of the product of labor, so soon as it assumes the form of commodities? Clearly from the form itself." That is, when a product of labor assumes the form of a commodity a transformation that occurs only at a certain stage of society it acquires a peculiar, fetishistic quality that it did not previously possess. Once products are exchanged on the market, real social relations between people, of which commodities are themselves the outcome, necessarily assume the appearance of a relation between things. A product of labor is a product of labor; and yet, once it assumes, within the framework of new productive relations, the form of a commodity, it acquires new and extraordinary social properties.
Similarly, a group of workers is a group of workers. And yet, when that group assumes the form of a trade union, it acquires, through that form, new and quite distinct social properties to which the workers are inevitably subordinated. What, precisely, is meant by this? The trade unions represent the working class in a very distinct socio-economic role: as the seller of a commodity, labor power. Arising on the basis of the productive relations and property forms of capitalism, the essential purpose of the trade union is to secure for this commodity the best price that can be obtained under prevailing market conditions (12-13).
Now, we are the last people who would object to bringing in philosophy into such a discussion, especially since it is such a rare occurrence in the party’s lectures or articles. But in this case the resort to ‘dialectics’ turns out to be spurious. First, the relationship of form to content is conceived of in a static and one-sided way. North views the form (i.e. the union) as the active agent, while the content (the working class) is the passive recipient. But as any student of dialectics should know, what is passive at one moment in relation to its active opposite plays the opposite role at the next moment. It is not only form that determines content but content that can also determine form (or, as Hegel puts it nicely, “‘content’ is nothing but the overturning of form into content, and ‘form’ nothing but the overturning of content into form”[1]). What this means in relation to the unions is that the content of the class struggle, although hamstrung by the limitations imposed on it by what we can call here the ‘union-form’, threatens to overreach the limits of that form. At that point, the possibility exists of the newly emerging content (to paraphrase Marx) breaking up the integument of the existing form.[2] Thus what North is presenting here is a static formalism that ignores the fluidity of the concepts of form and content.

Second, the analogy of a commodity to a union leaves out something important: workers are not things. A worker is not ‘stamped’ by union membership to the same extent that a product becomes stamped as a commodity in a market economy. Though in the form of the union, workers are defined as sellers of labor-power, the content of that social relation is the class struggle. It is that content which makes it possible for workers to become conscious of their exploitation and of their revolutionary role as society’s chief productive force, thereby empowering them to overthrow the existing relations of production. To state the obvious, a product of labor cannot become conscious; it cannot escape its commodity-form so long as capitalism exists. But workers aren’t imprisoned by the ‘union-form’ to anywhere near the same extent: the dynamic within unions is much more tenuous, with the class struggle always lurking as a threat to the ‘normal    business’ of class collaboration. It is this very instability that accounts for the heavy-handedness of the bureaucracy: they can only maintain their domination by quashing any manifestation of dissent.

This side of the matter is lost sight of in North’s ruminations on the trade unions as a social form: for him that form imparts “distinct social properties to which the workers are inevitably subordinated.” To be sure, the subordination is real enough, but why is it necessarily inevitable? It is only so if one leaves out the possibility of workers ever being able to attain socialist consciousness so long as they are within unions. In other words, what North is saying here is that purely by virtue of the fact that workers are union members, it becomes impossible for the revolutionary movement to win them over. The historical account of the unions that North offers up is meant to make such a case, but as we’ll soon see, it is a highly selective reading of that history. But before we get to that, we can already anticipate serious problems in North’s position. Seeing as (according to Lenin) trade unionism is the highest level that the spontaneous consciousness of the working class can reach within bourgeois society, it would seem that if North is right, then any breakthrough to socialist consciousness by the working class becomes virtually impossible. The workers will go on spontaneously reproducing the trade union-form, and that form will then “inevitably” subordinate them to capitalism, irrespective of what the revolutionary party does to reach them. This is a dead-end theoretically, and politically it amounts to giving up on the struggle for class consciousness with a shrug of resignation.

So it is no coincidence that the ambitious proposals for intervening in the working class that had been envisioned in 1993 are forgotten about in this lecture. Back then the perspectives resolution declared: “The party must strive to create new forms of struggle among these workers [i.e. those already in unions], including factory committees and even trade unions, organized independently and in opposition to the AFL-CIO.” Even trade unions! But in light of North’s lecture, this proposal no longer made any sense: it would hardly matter if these unions were independently organized and opposed to the bureaucracy because the union-form itself would make them organically reactionary.

And why limit this just to unions? Why can’t the same ‘formal’ principle apply to factory committees or neighborhood committees to fight evictions and school closures or indeed any formation of the working class that arises spontaneously within capitalism? Precisely because of their spontaneous character, such formations will start out by accepting the limits of capitalism and seek to bargain for better conditions within the system: for example, a factory committee will seek to be a militant and honest alternative to the official union or else (in a non-union plant) try to establish itself as a union. And to the extent that these committees remain bound by spontaneity – i.e. to the extent that they remain cut off from a revolutionary socialist perspective – then it is certainly true that their ‘organic’ development will ultimately be in a reactionary direction. But one might as well say the same thing about spontaneous consciousness as such: it is bourgeois consciousness, as Lenin informed us long ago. But this is hardly the end of the matter as far as Marxists are concerned: formations like factory committees are also battlegrounds in the struggle for class consciousness. But this is what North’s ‘formalism’ deliberately obscures.

The analysis of the unions in the 1993 resolution had been much closer to a genuinely dialectical conception. It was not form abstracted from content but huge shifts in the world economy brought about by globalization that had pushed the traditional unions past the point of no return. It was in this sense that the resolution had argued against the “superficial tendency” of the petty bourgeois radicals to ascribe the problems of the unions to bad or treacherous leaders: the deeper dimensions of the problem were about how class collaboration and nationalist orientations were no longer viable within a globalized capitalism.

But North’s lecture moves in a different direction: by rooting the problem of the unions in their form, he produces another kind of “organizational fetishism”, one which doesn’t transcend the radicals’ position so much as invert its terms. In effect the argument now is that the unions were a hopeless cause from the start, and by implication the same would be true of any union-like formation, which is to say any spontaneous formation of the working class. So while the organizational fetishism of the radicals leads to opportunism, North’s fetishism-in-reverse leads to abstentionism. But the second is as much an abandonment of revolutionary practice as the first.


What the History of the Unions Really Shows


To be sure, the degeneration of the unions was not some sudden demise of otherwise healthy organizations. It was a protracted process, and to the extent that they have been free of revolutionary ‘disruptions’, the unions have veered towards corporatism. Their bureaucratic encrustation, the suppression of internal democracy and the all but total exclusion of socialists have rendered the traditional unions largely impervious to any countervailing progressive tendencies. One might add here, however, that even in regard to this reactionary tendency of the unions, North’s ‘formalist’ argument sheds very little light. We can learn far more from Lenin in What is to be done?: there he notes the spontaneous movement of the working class (which includes the trade unions) moves “along the line of least resistance”, and for that reason it tends to move in a reactionary direction so long as it is unimpeded by revolutionary consciousness. This is because within bourgeois society it is bourgeois ideology that prevails, and so the line of least resistance is always the line that accommodates itself to capitalism.[3] This insight gets us out of North’s prison-house of the ‘union-form’ and into the dialectic of the class struggle: the line of least resistance is indeed a powerful tendency but by no means an omnipotent one to which workers must be “inevitably subordinated.”

In any case, the history of the unions is not just one long, uninterrupted record of degeneration (or of the union-form manifesting its organically reactionary nature, as North would have it). There have also been important episodes in which the class struggle broke through the integument of bourgeois trade unionism, episodes in which revolutionary consciousness gained the upper hand over spontaneity. To be sure, these episodes have been relatively brief, with the line of least resistance eventually reasserting itself. But one could say much the same about the socialist revolution: it has had few breakthroughs, a great many more betrayals and defeats, and eventually even the breakthroughs have been reversed. On the basis of such a record one could use North’s logic to argue that there was something ‘organically’ flawed about the ‘form’ of the socialist revolution – that while it may not be reactionary, it most certainly is unrealistic. And this is of course a widely held position, but presumably not among revolutionary Marxists.

To make his case, however, North has to downplay or ignore any revolutionary ‘intrusions’ into union history. He focuses on the labor movements in England and Germany prior to World War One, which he claims provide “the greatest historical test of trade unionism” (30). This is because, though the two labor movements developed in different ways, they ended up in the same, reactionary, place: the German unions, established by the Social Democrats, played no less a counterrevolutionary role than the English unions, which had emerged independently of the socialist movement. And it is certainly true that, as differing paradigms of the development of trade unionism, the English and German examples are significant. But North freights these examples with a much greater burden than they can sustain: he makes them out to be the decisive “test” of trade unionism, a test that had already been passed and failed by 1914!

But the (relatively brief) account that North’s lecture provides of the history of these labor movements doesn’t come close to proving his case. What it does do is confirm something every literate Marxist already knows – which is that trade union consciousness is bourgeois consciousness. Take the German case, which is the more telling of the two because, as North notes, “the trade unions emerged under the direct tutelage of the socialist movement. Its leaders were diligently schooled in the teachings of Marx and Engels. And yet, in essence, the German trade unions were no more devoted to socialism than those in England” (25). And North goes on to show that the larger the unions grew, the more the union leaders bridled under the control of the SPD, and when it came to the party’s revolutionary wing under Rosa Luxemburg, the animosity of the union leaders “assumed pathological dimensions” (27). By 1906, under pressure from the unions, the SPD adopted the principle of equality between the unions and the party, which meant that from then on “the SPD was effectively ruled by the general commission of the trade unions” (28), and this in turn accelerated the party’s right wing trajectory that ultimately led it to the historic betrayal of August 1914.

North sees these facts as confirming his argument: if union leaders “diligently schooled in the teachings of Marx and Engels” can still betray, then surely the fault lies in the ‘union-form’ itself. But we can far more adequately account for this history by going back to one of the key thoughts of What is to be done? – trade union consciousness is bourgeois consciousness. For Lenin, needless to say, this was anything but a rationalization for abstentionism; instead, it meant that Marxists had to wage a persistent struggle within the unions against the spontaneous pull of bourgeois ideology: “[T]he task of Social-Democracy is to combat spontaneity, to divert the working-class movement from this spontaneous, trade-unionist striving to come under the wing of the bourgeoisie, and to bring it under the wing of revolutionary Social Democracy.”[4]

When we consider the history of the German unions in that light, then something important becomes evident that North’s formalism obscures: the real culprit in this history is not the unions but the SPD. North makes it seem as if the unions, because of their organically reactionary form, corrupted the SPD and dragged it to its demise, but this is a superficial reading of what happened. The unions were bound to end up “under the wing of the bourgeoisie” so long as there was no consistent effort by the SPD “to combat spontaneity.” But “combat” on this front, as on many others, is not something the SPD did much of; on the contrary, at every critical juncture the party capitulated to the pressure of the unions, choosing ‘unity’ over principle. Thus, what seems like a case of the unions dragging the party down is really much more a story about how the party abandoned its revolutionary responsibilities to resist that pressure and “divert” the union membership to socialist consciousness. In other words, it was not the ‘form’ of the unions but the opportunism of the SPD that was the decisive factor.

As for the ‘diligent schooling’ the SPD offered its union leaders, this did nothing to resist the pull of spontaneous consciousness. The SPD leaders treated Marxism like a catechism: attending an occasional lecture or party school in no way impinged on ‘the real business’ of running the unions, anymore than did the perennial speeches by party leaders about ‘the inevitable victory of socialism’. It was Bernstein’s motto – ‘the movement is everything, the goal is nothing’ – that not only expressed his own reformism but also accurately described the reality within the SPD, despite the angry objections of the orthodox party leaders.[5] This is why the German unions are not the decisive test of the union-form that North makes them out to be. “No bridge existed,” as Trotsky says in The Transitional Program, between the minimum and maximum programs of the SPD,[6] i.e. between the nickel-and-diming of bourgeois unionism on the one hand and the socialist revolution on the other. When measured by that standard – i.e. by the extent to which revolutionaries fought to a build a bridge to socialist consciousness, by the extent to which they resisted bourgeois consciousness within the unions – what ultimately stands out about the German experience is more its similarities to the English experience than its differences.

To bolster his case, North stitches together quotes from Marx and Engels, Luxemburg, Trotsky and Gramsci to demonstrate that they were frequently critical of the unions, especially of the hostility of the labor bureaucracy to the class struggle and socialism. And it is certainly true that the great classical Marxists were often scathing about the union bureaucracy and they certainly never fetishized the unions in the way that some petty bourgeois radicals do today. Trotsky put it nicely in The Transitional Program: “Trade unions are not ends in themselves; they are but means along the road to proletarian revolution.”[7] But this is still a long way from justifying North’s position, which is that the unions aren’t even a means. In any case, all the Marxists that North cites could also be quoted as being adamantly opposed to abstentionism with regard to the unions. Their fundamental concern was that revolutionaries had to intervene in the mass movement of the working class.

A relevant example here is Trotsky’s attitude to the German unions in the early Thirties in the course of the struggle against the rising threat of Nazism. These are the same unions that, according to North, had already been ‘tested’ by 1914 and found to be organically reactionary, but that certainly wasn’t how Trotsky approached them. When the Stalinists (in line with their ‘ultra-left’ Third Period) denounced the reformist unions as ‘social fascist’ and abandoned them to set up their own ‘revolutionary unions’, Trotsky condemned this dual-unionism: he argued that all it achieved was to isolate the revolutionaries from the great bulk of the working class, who remained in the traditional unions. Trotsky considered “the restoration of the unity of the trade unions” crucial to the success of the German revolution because this would create optimal conditions for exposing the impotence of the reformists in fighting fascism, thereby winning over the ranks to a revolutionary perspective. Indeed, he insisted that “it is precisely within the trade unions that an exceptionally fruitful field is now open for action.”[8]

And that epitomizes the attitude of all the leading classical Marxists – that the unions were a potentially “fruitful field” for revolutionaries. Certainly from Lenin’s time on, that view of the unions came without illusions that trade unionism was anything more than bourgeois consciousness. The ‘fruit’, so to speak, wasn’t simply there for the picking; it could only be had through a determined struggle for socialist consciousness. For most of the 20th century, that orientation to the unions was an essentially correct one. What has necessitated a change was the onset of globalization, which rendered the traditional unions largely moribund. But this posed the need for new forms of struggle by the working class, including new unions. North’s position has led instead to abstentionism, which is to say, to an estrangement of the revolutionary movement from the working class. And that position is plainly irreconcilable with the tradition of classical Marxism, notwithstanding the selective account of that tradition that North presents.

A Case Ignored: the Russian Unions

 

A real test of North’s theory would have required a case where Marxists conducted a genuine struggle against “the spontaneous, trade unionist striving to come under the wing of the bourgeoisie” but were unable to overcome that tendency. And history provides at least one instance where the Marxist movement was able to conduct such a struggle on a mass scale – in Russia. It is significant that North doesn’t talk about Russia in his lecture. He does briefly mention it in a polemic against the Spartacists, Globalization and the International Working Class: A Marxist Assessment, [9] which was written the same year (1998) as the lecture, but his remarks are anything but illuminating. He writes: “It is worth noting that the Russian unions played no appreciable role in the October Revolution. Indeed, the large rail workers union, which was dominated by the Mensheviks, worked actively against the socialist overthrow.”[10]

This is nonsense. While it is true that there were unions under Menshevik control that opposed the revolution, there were a good many more that sided with the Bolsheviks. (Moreover, as John Reed noted in Ten Days That Shook the World, the only reason the rail workers union came out against the revolution was because the union executive deliberately postponed internal elections, knowing that they would be swept out of office by the Bolsheviks.[11]) North is simply trying to evade an important piece of history that doesn’t fit with his theory about the organically reactionary nature of the union form. To be sure, the role the unions played in the revolution was a supporting rather than a leading one, but that is all that any Marxist would ever have expected. The unions could never be a substitute for the party, but to the extent that they provided a working class base for Bolshevism, their role in the revolution was indeed an appreciable one. With his eye for the telling detail, John Reed gives us a memorable glimpse at what unions meant to wide layers of the working class just awakening to political consciousness in the course of the revolution:
…Russia was in travail, bearing a new world. The servants one used to treat like animals and pay next to nothing, were getting independent. A pair of shoes cost more than a hundred rubles, and as wages averaged about thirty-five rubles a month the servants refused to stand in queue and wear out their shoes. But more than that. In the new Russia every man and woman could vote; there were working-class newspapers, saying new and startling things; there were the Soviets; and there were the Unions. The izvoshtchiki (cab-drivers) had a Union; they were also represented in the Petrograd Soviet. The waiters and hotel servants were organized, and refused tips. On the walls of restaurants they put up signs which read, “No tips taken here–” or, “Just because a man has to make his living waiting on table is no reason to insult him by offering him a tip!”[12]
Of course the great ferment of the revolution produced new forms of struggle, most famously soviets as well as factory committees, and the activities of these various formations often overlapped. But the unions were by no means the least important or the most conservative of these formations. Indeed, when it came to the critical moment of the insurrection, it was the soviets that proved to be more of an obstacle than the unions! In The History of the Russian Revolution, Trotsky writes about the “fetishism of organizational forms” – meaning here the soviets – on the part of conservative elements within the party (notably Kamenev and Zinoviev) opposed to the seizure of power[13]: they used the fact that the soviets were still formally under the control of the reformist parties to argue that the insurrection had to be put off indefinitely. For Lenin and Trotsky, the soviets were never (as Trotsky put it elsewhere) “a panacea”,[14] and if the obstructionism of the reformists couldn’t be overcome within the soviets, then the alternative was to turn to the factory committees and the unions as the direct organs of workers’ power:
The question, what mass organizations were to serve the party for leadership in the insurrection, did not permit an a priori, much less a categorical, answer. The instruments of the insurrection might have been the factory committees and trade unions, already under the leadership of the Bolsheviks, and at the same time in individual cases certain soviets that had broken free from the yoke of the Compromisers. Lenin, for example, said to Ordzhonikidze: “We must swing over the center of gravity to the factory and shop committees. The factory and shop committees must become the organs of insurrection.”[15]
Thus the test of the Russian experience plays havoc with North’s theory. If it were possible for the Bolsheviks to use the unions as one of their “instruments of the insurrection,” then clearly the union-form is not organically impervious to the revolutionary content of the class struggle. In other words, the class interests of workers are not “inevitably subordinated” to capitalism purely by virtue of this form. It all depends on the extent to which revolutionaries can overcome the prevailing “line of least resistance.”

In this respect, unions are no different than any other spontaneous formation of the working class, including even soviets. There isn’t an organizational form in the working class more closely associated with the socialist revolution than soviets, and yet in 1918-19, the SDP used the workers’ councils in Germany (Trotsky called them the “Ebert-Scheidemann soviets”) to strangle the revolution, and the SDP’s Russian counterparts in 1917 would have done the same, had it not been for the opposition of the Bolsheviks. Moreover, under Stalin the Russian soviets were gutted of any revolutionary content and incorporated into the apparatus of the bureaucratic dictatorship. But it would be perverse on this basis to argue that the soviets as a social form are organically reactionary. As Trotsky remarked in relation to the point he made about the soviets not being a panacea: “The soviets are only an organizational form; the question is decided by the class content of the policy and by no means by its form.”[16] And that is also true of the unions: it is not their form but “the class content of their policy” which has determined their evolution.

The Russian soviets have long since gone to the dustbin of history and the traditional unions are now joining them there. The task of revolutionaries is to intervene in the mass struggles of the working class, to help develop new forms of struggle – whether that be new unions, factory and strike committees and eventually new soviets as well – and to fight to fill those forms with revolutionary content. This is the only standpoint consistent with classical Marxism, but it is a standpoint that the International Committee, under North’s tutelage, has abandoned.



[1] G.W.F. Hegel, The Encyclopedia Logic, (Hackett Publishing, 1991), p. 202.
[2] “The monopoly of capital becomes a fetter on the mode of production which has flourished alongside and under it. The centralization of the means of production and the socialization of labour reach a point at which they become incompatible with their capitalist integument.  This integument is burst asunder.  The knell of capitalist private property sounds. The expropriators are expropriated.” Marx, Capital, Volume I, (Penguin Classics, 1990), p. 929.
[3] V.I. Lenin, What is to be done?, in Collected Works, v. 5, p. 386. http://www.marxists.org/archive/lenin/works/1901/witbd/ii.htm#v05fl61h-373-GUESS
[4] ibid, p. 384-5.
[5] Bernstein’s biographer Peter Gay recounts how a prominent SPD leader, Ignaz Auer, wrote to Bernstein to complain, not about the content of his views, but rather about his indiscretion in making them public. Bernstein had wanted the party to pass a resolution acknowledging its reformist character, to which Auer responded: “My dear Ede, you don’t pass such resolutions. You don’t talk about it, you just do it” (The Dilemma of Democratic Socialism, p. 270). This private remark says a good deal about the internal life of the SPD.
[6] The Transitional Program, p. 75.
[7] Ibid, p. 79.
[8] Leon Trotsky, What Next? in The Struggle Against Fascism in Germany, pp. 237, 233. http://www.marxists.org/archive/trotsky/germany/1932-ger/next03.htm#s13 .
[9] Though this polemic was issued in the name of the ICFI, it is evident both from the style and substance that it was written by North.
[10] Globalization and the International Working Class: A Marxist Assessment, p. 81. http://www.wsws.org/exhibits/slreply/part4-1.shtml#top . From here on, all page references to this work will be included in the text.
[11] John Reed, Ten Days That Shook the World, p. 6, http://www.marxists.org/archive/reed/1919/10days/10days/ch1.htm .
[12] ibid, pp. 13-14.
[13] Leon Trotsky, The History of the Russian Revolution, p. 818. http://www.marxists.org/archive/trotsky/1930/hrr/ch36.htm
[14] Leon Trotsky, “Thaelmann and the ‘People’s Revolution’”, in The Struggle Against Fascism in Germany, p.79. http://www.marxists.org/archive/trotsky/germany/1931/310414.htm
[15] The History of the Russian Revolution, ibid.
[16] “Thaelmann and the ‘People’s Revolution’”, ibid.

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Hatred of the dialectic

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by Alex Steiner

As part of his comment on the MeToo phenomenon which is devoted to an attack on us, David North, Chair of the WSWS Editorial Board, resurrects an argument he has previously used to dismiss all discussion of dialectics.  He writes,

One could not have a better example of sophistry, masquerading as "dialectical logic." Brenner's argument is: MeToo may be guilty of reactionary "overreach." But it has its good side too. The classic refutation of this sort of phony dialectics is to be found in Marx's celebrated response to Proudhon in The Poverty of Philosophy.” [1]

This is followed by a quote from Marx.

It is interesting that North used exactly the same argument against us in his series of articles titled “The Odyssey of Alex Steiner” only this time in relation to a discussion of the Frankfurt School instead of MeToo.  He wrote at that time,

“Steiner/Brenner are advocating a theoretical eclecticism that has nothing in common with the philosophical traditions upon which the Trotskyist movement is based. Moreover, the very form of their argument—"Can we not learn from...?" "Must we reject everything...?" "Is there not something interesting in...?"—epitomizes the sort of "on-the-one-hand, on-the-other-hand" sophistry that Marx invariably subjected to the harshest criticism.” [2]

This is followed by a footnote referencing the same quote from Marx against Proudhon that North resurrects for this occasion.  

This argument from a decade ago is followed by the same dismissal of any mention of “dialectics” that we see today. North wrote then,

“Despite all their rhetorical invocations of "the dialectic," Steiner/Brenner fail to present a historical and dialectical materialist analysis of the Frankfurt School.”

I showed on more than one occasion that North’s narrative on the Frankfurt School is little more than a kind of crackpot philosophy. I will leave that to those who are interested in the topic.  On this occasion I only wish to address his use of the Marx quote. [3]

In response to North, I wrote at the time that,

“Marx’s methodological point was that Proudhon was adopting a vulgar pseudo-dialectics in creating his categories whereas his actual methodology was profoundly undialectical.”

For North and his acolytes, the Marx quote about Proudhon is brought out on any occasion when anyone mentions the word “dialectics” whereas for Marx it served as an example of the vulgarization of dialectics.  And Marx did not stop at the indictment of Proudhon as a vulgarizer, but later on provides an example of what a genuine dialectical analysis of economic phenomena looks like,

“The production relations of every society form a whole…

In constructing the edifice of an ideological system by means of the categories of political economy, the limbs of the social system are dislocated. The different limbs of society are converted into so many separate societies, following one upon the other. How, indeed, could the single logical formula of movement, of sequence, of time, explain the structure of society, in which all relations coexist simultaneously and support one another?” [4]

North never quotes this part of Marx’s discussion of Proudhon because it makes clear that the alternative to Proudhon’s vulgarization of the dialectic is a genuine dialectic. As I wrote at the time in summarizing Marx’s treatment of Proudhon’s method,

“Note that Marx first of all chastises Proudhon for neglecting the real dialectic of wholes and parts here when it comes to examining the economic categories of a society. Proudhon proceeded as if each part was separable from the whole and thus those parts that were considered “bad” could be discarded while those that were considered “good” could be maintained. But this method, as Marx said, dislocates “the limbs of the social system.” [5]


North’s attempt to refute our arguments by presenting them through the template of Proudhon is in any case based on a willful distortion of what we wrote. We never wrote anything about “preserving the good side” either of the MeToo movement or of the Frankfurt School.  What we did was point to the contradictory nature of these social and intellectual phenomena. But for the “theoreticians” of the WSWS, there are no contradictory phenomena.  All one has to do is identify the class basis behind a movement and you have all you need to determine its nature.  Nor do they ever tell us how they go about their identification of the class nature of these phenomena. (I should qualify that on occasion they reduce the question of the class nature of a political formation by examining the stock portfolios of its leaders. See for instance their discussion of Syriza for an example of this “method”.) For the WSWS pundits, there exists somewhere a pure and unsullied working class which is the revolutionary class in society and likewise a pure and unsullied middle class which is always reactionary unless they are somehow led by the divine intervention of the WSWS to fall in line behind the working class. As we have pointed out on other occasions, the “working class” of the WSWS is an idealized working class that exists only in their heads and has little to do with the messy problems involved in the real working class. For the WSWS pundits this serves as a convenient way for avoiding the problems of class consciousness. Thus, their dismissal not only of the dialectic, but also of any interest in the dynamics of mass psychology.

But let us - as a kind of thought experiment - agree with North that we are every bit the sophists that he claims we are.  We would then ask North, given that Steiner and Brenner are sophists who only bring up “the dialectic” as a ruse to cover up their sophistry - can Mr. North tell us what he thinks a dialectical understanding of social and intellectual phenomena consist of? 

The only thing we have gotten out of North on the question of dialectics is the idea that dialectics is equivalent to materialism and the latter consists in little more than identifying what is real and what is in one’s head and after that all you need to do is to determine the underlying class relations and their evolution.  We are furthermore told very little as to how any of this takes place. 

Let us reduce all this to one simple question as an example of the poverty of the North methodology: “What is the class nature of Karl Marx’s theoretical work?”

Undoubtedly such a question will elicit much outrage among the WSWS pundits and the Internet trolls who populate the WSWS comments section. “Of course Marx’s work was working class! To even suggest it was anything else is tantamount to a form of treason.”

But one might object that Marx did not come from a working class background. His background was firmly middle class and that of his wife Jenny was of the old hereditary aristocracy. That did not change even when the Marx family lived in abysmal poverty during the years of his exile in London. Moreover, his lifelong partner Engels was in fact the manager of his family’s very capitalist manufacturing facility in the city of Manchester. Furthermore, Marx rarely had contact with rank and file workers. One of the few occasions in which he did was a speech he gave to a group of German workers living in exile in Brussels in 1847.  From his earliest years Marx was an active journalist and part of what could be considered the radical intelligentsia of Prussia. He was initially a radical democrat and only later did he become a convinced communist who tied his fate to the struggles of the working class. Was Marx’s intellectual and political evolution not a contradictory one? Is it not more accurate to describe Marx’s class nature not simply as “working class” but that of a person from the middle class whose ideas, as they evolved in the fertile climate of the complex brew of intellectual and political trends to which he was exposed, led him to embrace the cause of the working class?

To be sure there are occasions where a discussion of the nuances of subtleties of class analysis are used deliberately to obscure the class nature of competing political movements.  But it is equally the case that labeling something either “working class” or “middle class” without an investigation of the contradictions involved in such phenomena becomes a convenient excuse for abstaining from real life struggles. A good example of the latter was the attitude of the WSWS towards the referendum of 2015 in Greece.  They labeled the call for a referendum “a reactionary fraud” but then - inconsistently - urged workers to cast their votes in this “reactionary fraud” of a referendum.  But anyone in Greece and internationally with the slightest connection to the working class understood that while the logic of the Tsipras government could only lead to a betrayal of the working class, the fact that they were forced to call a referendum presented a golden opportunity to educate the working class.  That was not possible with the WSWS’s sneering dismissal of the referendum. 

There was indeed a similar issue that came up in discussions with Trotsky in the 1930’s in relation to a proposal for an Amendment to the U.S. Constitution, the Ludlow Amendment.  The Ludlow Amendment called for an end to war. It encapsulated illusions in pacifism and the efficacy of bourgeois democracy. Yet Trotsky’s attitude to this referendum was the very opposite of the WSWS’s attitude toward the Greek referendum of 2015 which was also intertwined with illusions. Rather than calling the Ludlow Amendment a “reactionary fraud”, as the sectarians at that time were doing, Trotsky urged his followers to participate in the campaign for the amendment and in the process seek to educate the working class. He wrote,

“We must advance with the masses, and not only repeat our formulas but speak in a manner that our slogans become understandable to the masses…”

“The referendum is not our program, but it's a clear step forward; the masses show that they wish to control their Washington representatives. We say: It's a progressive step that you wish to control your representatives. But you have illusions and we will criticize them. At the same time we will help you realize your program. The sponsors of the program will betray you…” [6]

It is not hard to guess what Trotsky’s attitude would have been to the WSWS’s calling the Greek referendum of 2015 “a reactionary fraud”.

As a final point I have observed that over the years of our polemics with North and his acolytes, their attitude toward the dialectic seems to have hardened. It is not simply that they dismiss the dialectic, but their rhetoric indicates what can only be described as a visceral hatred of the dialectic. This comes out especially clearly in the comments of Mr. James Cogan, the leader of the Australian section of the group that publishes the WSWS.  Mr. Cogan writes,

“Or will Mr. Brenner present a “dialectical” rationale, employing various abstract invocations of Hegel’s logical categories I’m sure, as to the working class should renounce democratic principles that were developed in centuries of struggle against tyranny and oppression.”

Here the contempt for dialectics is thrown together with a dismissal of Hegel’s logical categories, our use of which, Mr. Cogan claims, amount to a renunciation of democratic principles. Huh?? How does any of this follow from anything we have written? It’s a bizarre outburst from someone that at one time would have been called a cultural boor. But in the diminished intellectual atmosphere engendered by the WSWS such remarks are considered profound and are guaranteed to generate much genuflection by the trolls on the periphery of the WSWS comments sections.

As we said years ago, the time when we thought it was possible to revive this sterile sect has long passed. But perhaps there are still lessons to be learned by others about the fatal destiny of a sectarianism wedded to a hatred of the dialectic.



[1] North’s remarks are buried in the comments section of this article: https://www.wsws.org/en/articles/2018/02/10/mess-f10.html
[3] A detailed examination of North’s account of the Frankfurt School can be found in Chapter 1 of  my polemic Downward Spiral,
http://permanent-revolution.org/polemics/downward_spiral_ch01.pdf , pages 23-28.  We developed the view of North’s account as a type of crackpot philosophy in the polemic, Crackpot philosophy and double-speak,   http://forum.permanent-revolution.org/2015/09/crackpot-philosophy-and-doublespeak.html .  We revisited the topic in our review of an article by Javier Sethness that justifiably pilloried North, http://forum.permanent-revolution.org/2015/09/crackpot-philosophy-and-doublespeak.html .
[4] Marx-Engels, Collected Works, Volume 6, (International Publishers, 1976), pp. 166-167. http://www.marxists.org/archive/marx/works/1847/poverty-philosophy/ch02.htm  .
[6] The Transitional Program of Socialist Revolution, L Trotsky, with Introductory Essays by Joseph Hansen and George Novack. Pathfinder Press, 1973. P. 192-193.



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Talk in Athens: The Dialectics of Revolutionary Strategy and Tactics

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On July 9, 2015, Alex Steiner gave a talk at the  Locomotiva Cooperative Cafe in Athens, Greece. The event was a huge success attracting a packed audience of about 50 people. The talk was sponsored by the Workers Revolutionary Party of Greece (EEK) and was chaired by Savas Michael-Matsas.  A lively discussion followed the presentation.  Below is a lightly edited version of the talk.

Part of the audience attending the talk
The Dialectics of Revolutionary Strategy and Tactics

The topic of my talk is the Dialectics of Revolutionary Strategy and Tactics.  With Greece being in a pre-revolutionary situation now, the subject could not be more relevant. Now when I speak about the dialectics of revolutionary strategy and tactics I want to first of all consider dialectics.  I am not assuming that everyone knows what Marxists mean when they use the term ‘dialectics’.  So let me give a brief introduction as to what I mean. 

The term as you know derives from the ancient Greek word διαλεκτική.  It was first used in philosophy by Plato, who employed it to describe the Socratic method.  The Socratic method consisted of asking a question and then considering the possible responses.  The first response, which always represents the opinion of the average individual,  is then considered further.  And once one digs deeper into the proposition it is revealed that it is internally contradictory. Therefore it cannot be true. [1] Thus, a new and improved proposition replaces the original one as a candidate for the truth. Initially, the new proposition does not suffer the defects of the one it replaced. But after deeper consideration, we discover that it harbors a new contradiction. This process continues until a proposition is arrived at that cannot be refuted. Thus the ancient dialectic of Socrates and Plato was a dialectic of arguments that arrived at the truth through negation.  If we jump to modern dialectics, we arrive at Hegel.  And Hegel’s great insight was to see that dialectic is not only a method of argumentation but is also the very logic of the real world.  The ceaseless motion that we see in the arguments of the ancient dialectic is a reflection of the ceaseless motion of reality itself. 

The first philosopher to have explicitly defined reality as consisting of ceaseless motion and change was the pre-Socratic Heraclitus,   and this is how Hegel understood him.  He was the first to articulate what  we call today the Philosophy of Becoming.  In the history of philosophy the person who first articulated the opposite teaching, that reality consists of that which is Eternal and Unchanging, is Parmenides.  He said that only that which is Unchanging is real and our experience of motion and change is just an illusion.  This is the Philosophy of Being.  If Heraclitus is in some way the father of modern dialectics, then Parmenides must be considered the father of its opposite.  Let’s call the anti-thesis to dialectics formalism.   What I want to say is that that a dialectical understanding of reality requires not only Heraclitus but also his opposite, Parmenides.  Or to put it another way, any account of change and motion must incorporate that which remains the same over time. You need to incorporate Being into Becoming.  What happens if you have Becoming without Being? You get Chaos.  That is when you get irrationalism and postmodernism.  On the other hand Being without Becoming leads to a world of Eternal Unchanging reality.  This is the world of the Platonic Forms, Of Christianity and other doctrines that deny or belittle the ceaseless motion of the world.  It is also the world of the sectarian – a point I will discuss later.

Let us look a little more at how it is necessary to bring together Becoming and Being to see what I mean.

One of Heraclitus’s most famous epigrams is this: ‘You cannot step into the same river twice’.  If we break down that statement we see something very interesting: First, why can’t you step into the same river twice?  Clearly because every time you do so the current of water splashing around you is different.  Therefore it is not the same.  But in order to differentiate the water we step into today from the water we stepped into yesterday, we say that it was in the same river.  What does it mean when we say “The same river?” Here we begin to see that there is a necessary interconnection in our thinking between that which we see as changing and that which we see as remaining the same.  You cannot think of a river whose currents are always changing without first positing it as one river.  In dialectical theory as developed by Hegel this is called the Identity of Identity and Difference. Mostly, if we are not reflecting on things but just relying on common sense, we think that there are things that are changing and things that remain the same.  The current in the river changes, but the river remains the same. It does not occur to us that you have to bring the two thoughts together in the same thought. You cannot have the changing current without the river.  It means that the categories of common sense, those concepts with which we try to understand the world around us, while they serve us well for the most part, may not be adequate when we interrogate them at a deeper level.
 
There is of course a lot more to thinking dialectically than just understanding that Identity is the Identity of Identity and Difference.  For instance, there is the relationship of the parts to the whole. In ordinary common sense we think that we can understand a part irrespective of the whole and that the whole is just an accumulation of parts.  In Dialectical thinking we understand that there is a relationship to the whole inherent in every part.  For instance let us take the Nation as an example. It is a whole, though to be sure it is part of a larger whole, the world economy, since there is hardly such a thing today as a Nation that is not dependent on relations with other Nations.  Therefore you cannot understand the Nation without seeing it as a part of a larger whole.

Likewise you want to examine the parts within the Nation itself.  Within the nation are classes who are related to each other through their role in the process of production.   You have that class within the Nation that is exploited and you have another class that are the exploiters.  This relationship is characteristic of class society as such. Within the specific form of class society known as capitalism the mechanism of exploitation consists in the extraction of surplus value by the capitalist at the point when the worker sells his labor power for its value. It is in a formal, contractual sense an equal exchange, but at the same time it is a form of enslavement.  In today’s global economy the capitalists are tied by a thousand threads to other nations, in many cases the capitalists are in fact multinational corporations that have no allegiance to any nation.  Furthermore, while each national economy is dependent on other nations this dependency is as much a matter of cooperation as it is a rivalry. And rivalries can sometimes turn into conflicts and wars.  So this whole of the Nation conceals lots of internal contradictions, all of which are covered over in the myth of National Unity. And we cannot make sense of this myth without examining the concept of the Nation dialectically and working out the real underlying relationships of wholes to parts.

There is also the notion in dialectical thinking of leaps in development. Change does not consist simply of the accumulation of greater and greater quantities of something, but we understand that at a certain point quantity is transformed into quality.  For instance, in order to finance projects corporations and even nations borrow money.  They go into debt on the assumption that the projects they are financing will boost their income so that they can pay off their loans.  This is a normal way of doing business. But what if the debt does not boost their income but instead servicing the debt becomes a drain on the national economy? There many reasons why this can happen – an economic crisis that depresses earnings, corruption on the part of the lender or borrower, etc. Whatever the reason,  you are no longer able to pay the interest on the loan through normal means.  So you take out more loans, this time to service the debt itself that you have accumulated.  And this process can go on for a while, until the burden of paying interest on the debt reaches the point where it is no longer sustainable.  At that point the institutions get into the picture and they insist that the condition of further loans is to make structural changes so that less of the national budget is going to service the needs of the population and more is going to service the payment of interest on the debt.   That is called austerity.  And with the introduction of austerity debt is transformed from a means for financing new projects into a form of slavery.  In this way the gradual accumulation of debt transforms the very nature of the debt itself.  Quantity is transformed into quality.

There are of course many other examples. 

As I said, the modern understanding of dialectics as the way of thinking that corresponds with reality was first developed in a comprehensive form by Hegel, though as I pointed out, he had his precursors in Ancient Greek philosophy.  Now let me say something about the Marxist dialectic.  Without examining the nuances of the transition from Hegel to Marx, I will just say that even if you consider Hegel an idealist and Marx a materialist, the dialectic of Marx is the dialectic of Hegel though perhaps stripped of the mystical form in which Hegel sometimes presented it.  Many of the points I have been discussing are nicely summarized by Trotsky in the short handout I recommended, The ABC of Materialist Dialectics.[2]   And if I had to summarize all this in one sentence, I would say that dialectics is the thinking we need to employ if we are to understand the world of ceaseless motion and change.   Our ordinary common sense thinking is not sufficient when we are faced with any but the most simple of phenomenon in the real world.  That is the end of my brief introduction to dialectics.

Now if what I have said so far about dialectics has any validity, that it is necessary to understand complex phenomenon of motion and change, then it should be clear why dialectics should be important for revolutionaries.  For what characterizes revolutions and the events leading up to them are precisely the rapid changes that take place in the political sphere and in the psychology of the masses.  No one expressed this better than Trotsky in his History of the Russian Revolution where he writes,

“In a society that is seized by revolution classes are in conflict. It is perfectly clear, however, that the changes introduced between the beginning and the end of a revolution in the economic bases of the society and its social substratum of classes, are not sufficient to explain the course of the revolution itself, which can overthrow in a short interval age-old institutions, create new ones, and again overthrow them. The dynamic of revolutionary events is directly determined by swift, intense and passionate changes in the psychology of classes which have already formed themselves before the revolution.”[my emphasis AS]

In the same passage Trotsky also points to the contradictory source of this “swift, intense and passionate changes in the psychology of classes”;

“The swift changes of mass views and moods in an epoch of revolution thus derive, not from the flexibility and mobility of man’s mind, but just the opposite, from its deep conservatism. The chronic lag of ideas and relations behind new objective conditions, right up to the moment when the latter crash over people in the form of a catastrophe, is what creates in a period of revolution that leaping movement of ideas and passions which seems to the police mind a mere result of the activities of ‘demagogues.’” [3]

I think from these remarks we can see what a complex problem it is to find your way clearly in a revolutionary or pre-revolutionary situation.  The tempo of events is accelerated and the weight of every decision enormously magnified. The responsibility for carrying out a correct strategic orientation and implementing it through a series of tactical steps grows enormously.  And there are of course no guarantees that you will not make mistakes, even for a dialectical thinker.  But what marks a revolutionary leader trained in dialectical thinking is his or her ability to quickly learn from a mistaken evaluation of events and reorient ones direction.

Let us examine this more concretely with some examples of how the greatest revolutionaries of the last century, Lenin and Trotsky were able to orient the practical work of the revolutionary movement because they had mastered the art of dialectical thinking, and, together with a careful study of the historical forces involved, made the right decisions at the right time.   Now it is well know that both Lenin and Trotsky devoted a considerable amount of time to the strictly theoretical part of the issue.  Lenin for instance, during the world shattering events of the start of World War I and the betrayal of Social Democracy, took time out from his practical activities to spend time at the library in Zurich, where he was then living in exile, to make a careful study of Hegel’s Science of Logic.  Many years later, the notes he wrote in his notebook while he was studying the Logic were published in what was later called his Philosophical Notebooks.

And although they are not as well known as Lenin’s Philosophical Notebooks, Trotsky also took time out during a critical period of his life, at the time when he was in exile and trying to build the Left Opposition against the murderous Stalinist bureaucracy, to also make a study of Hegel’s logic and other material so as to deepen his understanding of dialectics.  In Trotsky’s Philosophical Notebooks you can find a number of gems where he relates dialectics to revolutionary politics.    And later on during his last struggle before his death, when he was fighting against the challenge to the program of the Fourth International by a faction inside the American  Socialist Workers Party led by James  Burnham and Max Shachtman, Trotsky began his refutation of the perspectives of the opposition with a lesson in dialectics.  This is the section called the ABC of dialectics that I recommended as preparation for this talk. 

I would now like to turn to some examples of Lenin’s and Trotsky’s use of dialectics in a revolutionary situation. However finding examples is not so easy.  You can certainly pour through the collected works of Lenin and Trotsky and look for examples where they had an explicit discussion of dialectics in one context or another.  For instance, Lenin said, during the debate on trade union policy in the Soviet Union, that Bukharin had never really understood dialectics, that he substituted eclecticism for dialectics. It’s an intriguing passage and was used by the Stalinists to discredit Bukharin, but it is only the skeleton of an idea.

It is possible to pour through the collected works  and find a few quotes like this and that is what most of the authors have done who have written on the subject of Lenin and Trotsky’s use of dialectics.  But their explicit remarks on dialectics in their political writing are few and far between and often are too brief to tell us very much.  I think a better approach is to find examples in their writings of their use of dialectical thinking in analyzing a situation.  That can tell us a lot more about how they used dialectics to prepare for and lead the Russian Revolution.  However no one has, as far as I am aware, tried to compile a handbook of such examples, with an explanation of each one.  So we have to do it ourselves. I have tried to find a few that I want to discuss.

The first example is from Lenin. He was writing in 1908, in a period after the defeat of the 1905 revolution. One of the things that revolutionaries were trying to figure out then is if the working class was ready for a new offensive after the defeat or were we still in a period of retreat.  Lenin writes,

 “Some say that offensive economic struggles by the workers are as impossible as before, and consequently a revolutionary upswing is impossible in the near future. Others say that the impossibility of economic struggle impels a turn to a political struggle, and therefore a revolutionary upswing is inevitable in the near future.

We think that both arguments have at their foundation the same error, which consists in simplifying a complex issue. Undoubtedly the detailed study of the industrial crisis is of the greatest importance. But it is also beyond doubt that no data about the crisis, even if they were ideally accurate, can in reality decide the question of whether a rise of the revolutionary tide is at hand or not: because such a rise depends on a thousand additional factors which it is impossible to measure beforehand. It is indubitable that without the general groundwork of an agrarian crisis in the country, and depression in industry, profound political crises are impossible. But if the general groundwork exists, that does not permit us to conclude whether the depression will for a time retard the mass struggle of the workers in general, or whether at a certain stage of events the same depression will not push new masses and fresh forces into the political struggle. To answer such a question there is only one way: to keep a careful finger on the pulse of the country’s whole political life, and especially the state of the movement and of the mood of the mass of the proletariat.” [my emphasis AS] [4]

What Lenin is doing here is trying to determine the strategic orientation of the revolutionary movement. And to do that it is necessary to first determine if we are dealing with a rising tide of the class struggle or a period of retreat and defensive actions.  In other words we try to determine the direction of the class struggle. But we also need to determine the tempo.  Are developments likely to move very quickly or are we dealing with a period of gradual change or maybe even relative stagnation?  We also want as far as possible to anticipate the forms in which the next phase of the class struggle is likely to take.  And we need to keep an eye out for the moment when changes in degree can suddenly lead to a qualitative leap.  Are we going into a period where Soviets are on the agenda or are we preparing for a period in which the best we can do is fight against repressive legislation or prepare for strikes against the employers attempts to cut wages? 

To arrive at the correct conclusion to any of these questions it is necessary to think dialectically.  For instance, how do we determine if we see a workers action such as a strike, that it signifies a rising tide of the class struggle or a retreat from previous gains?  If you just look at this one event separate from anything else there is no way to tell. And for the non-dialectical thinker, for the empiricist, that is all there is. It’s just a strike and nothing more and has no other significance.  It is like looking at a half moon one evening and trying to determine if it is in its waxing or the waning cycle.   There is no way to tell just from looking at it at that moment. You have to have followed its development over time. In other words you cannot understand the significance of this part without seeing its relation to the whole. 

Now the question Lenin is dealing with is of course far more complicated than whether the half moon is heading to a new moon or a full moon.   To answer the latter question we only have to know what the moon looked like yesterday as compared to this evening.  But the direction of the class struggle is determined as Lenin says, by “a thousand additional factors which it is impossible to measure beforehand.”  We understand as historical materialists that economic relations provide us with the basic ground for the class struggle.  But we also know that arising on those foundations are political relations which within certain limits are relatively autonomous and have their laws of motion.  Finally, we know that arising out of the political relations in society are the consciousness of the masses – what Lenin called “the mood of the masses”.  Now when we speak of the relationship of wholes to parts it is important to keep in mind what the context is – that is which whole we are investigating.  For what we see in nature society and thought is not simply one whole, but a whole that may encompass another whole within it each of them having their own logic of motion and change.

Thus the largest whole in class society is always the economic foundation.  But the political relations that arise out of the economic foundation can be considered a whole in its own right with its own dynamic. This subordinate whole is not entirely disconnected of course from the larger whole of which it is itself a part, but neither is it directly determined by it, though as we Marxists say, it is determined by it “in the last analysis”.  And finally the mood of the masses that arises on the basis of the political relations can be considered yet another whole with its own dynamic, what has sometimes been called mass psychology.  Now in a normal situation, the economic foundations determine the political relations and these in turn determine mass psychology. But what distinguishes a revolutionary situation from the “normal” state of things is that the determination can go in the other direction.  That is to say the psychology of the masses can have a decisive impact on the political relations and these in turn can overturn the economic foundations of society.  Lenin meant something like this when he called politics “concentrated economics.”

I think all these thoughts are encompassed in what Lenin is saying in this passage.   I think it gives you a good idea of just how challenging it can be to approach problems of revolutionary strategy and tactics dialectically. And this a good place to contrast the dialectical approach with the approach used by sectarians and opportunists.  Let us examine the sectarian first.

And the first thing to note about the sectarian approach is that it has the advantage over our approach of being much simpler.  The entire network of complex relations between economics, politics and mass psychology are completely irrelevant to the sectarian.  He does not really have to determine either the direction or tempo of the class struggle because he already has his strategic orientation.  And it is always the same one.  Philosophically the sectarian is a Platonist and for him there is one unchanging Truth which he never tires of repeating.  And just like a stopped clock, the sectarian can sometimes be correct but only twice a day.  For the rest of time there is a huge gap between the expectations of the sectarian and the actual development of the class struggle. And when the sectarian sees that the masses are not moving along in the way he thinks they should, he becomes angry with them and denounces them, saying they have been tricked by “fake leftists”.   All questions as we said are enormously simplified for the sectarian. As Trotsky wrote, the sectarian recognizes only two colors, that of the revolutionary and that of the counter-revolutionary.  There is nothing in between and there are no contradictions in the way revolutionary consciousness can express itself.  The breeding ground for a sectarian is when the class struggle is in a quiet phase or the working class is in retreat.  The sectarian thrives in those conditions, when revolutionaries are isolated from the working class.

Conversely, when the working class is in a period of ascendant struggle and when conditions are created for revolutionaries to break out of their isolation, the sectarian goes into crisis.  The movement of the masses passes by him and he is brushed aside like a flea. Worse, sometimes not only is the sectarian made irrelevant, but he actually joins the camp of reaction.  I think you saw this very clearly recently with the role played by the sectarian politics of the Communist Party which urged its members to cast an invalid ballot in the referendum.  And if you have ever argued with a sectarian you will probably know that you can never convince them that they are wrong about anything.  That is because in general they are close minded and dogmatic and do not admit of anything in their world outlook that would contradict their schemas.  That is why the pronouncements of the sectarians are always predictable, because they rely on formulas and not on the living movement of classes in developing their approach. In general, allowing for individual exceptions, sectarianism is a disease for which there is no cure.  Here we can quote Trotsky,

“Sectarianism is hostile to dialectics (not in words but in action) in the sense that it turns its back upon the actual development of the working class.”[5] [my emphasis AS]

The dogmatic approach of sectarians highlights, by way of contrast, another aspect of dialectical thinking - it is always open and tentative in its approximations to the reality of the existing situation. There is nothing more anathema to dialectics than the bastardized caricature of dialectics that was developed by Stalin and Mao-Tse-Tung whereby dialectical sounding phrases were used to rationalize a dogma and discourage an open mind.  It is not by accident that the Stalinist caricature of dialectical philosophy has been labeled the philosophy of “Soviet scholasticism”, recalling the dogmatic approach of the scholastic philosophers of the middle ages.

Now let us take a look at the opportunist.  The opportunist, unlike the sectarian, comes into his own when the class struggle sharpens.  This is because the opportunist always wants to jump in and in get involved.  And whereas the sectarian is guided by a single unchanging Truth, the opportunist is not guided by any concept of Truth.  The opportunist is not really interested in determining the ebbs and flows of the class struggle, its tempo and its probable development because for him the strategic goal is of no importance.  This was summed up by the phrase used to described the first revisionist, Eduard Bernstein, about whom it was said that for him “The movement is everything, the final goal nothing”. So for the opportunist also, life is much easier than for the dialectician, though in a very different way than for the sectarian.  There is one thing however that the opportunist is interested in that distinguishes  him from the sectarian.  The opportunist also, like the dialectician wants to keep his finger on the pulse of the masses, but in his own way, without all the baggage of determining the relationship of the mood  of the masses to the entire complex of determinations of which it is part. The opportunist however approaches the masses not in order to bring them closer to the next stage of the class struggle, but solely to adapt to the present movement. 

Now when we speak of opportunists, it is important to distinguish between the different types of opportunists. First there is the careerist and professional politician and those groups on the left who lead a parasitical existence off the trade unions and their bureaucratic apparatus.  These are the opportunists by virtue of their class position and psychology.  But opportunism can also be expressed by layers of the working class coming into struggle as a result of their political immaturity and their theoretical confusion.

We must see opportunism therefore not as a fixed category but in motion.  The opportunism of the careerists and bureaucrats is an opportunism that always tries to hold back the movement of the masses when it attempts to break through the status quo.  The opportunism that we find in the masses coming into struggle, while perhaps looking like the same thing, is entirely different.  It is the opportunism of ideas that are struggling to break out of the straitjacket of bourgeois ideology which they have inherited.  It is possible to overcome this kind of opportunism.

And then there is also the opportunism that sometimes takes hold of revolutionaries who get caught up in the events of the moment  and forget to assess them dialectically.  If one becomes conscious of this form of opportunism and pays attention to its theoretical roots it is possible to overcome it.  But if one does not pay attention to the theoretical issues, then this kind of opportunism can become fixed and leave one however unconsciously, vulnerable to the pressures exerted by bourgeois ideology.
Now in a revolutionary situation, opportunism is a far greater danger than sectarianism because it can take hold very easily even for those whose intentions are anything but opportunist. This was nicely summed up by Trotsky, who writing in 1940 said,

“Anyone acquainted with the history of the struggles of tendencies within workers’ parties knows that desertions to the camp of opportunism and even to the camp of bourgeois reaction began not infrequently with rejection of the dialectic.”[6] [my emphasis AS]

There is no formula for avoiding the twin evils of opportunism and sectarianism. The only antidote is training to think dialectically.  And there is no formula for learning how to think dialectically.  It is as much an art as a science and can only be mastered through continuous practice.  And in this connection we have another wonderful quote from Trotsky,

“Dialectical training of the mind is as necessary to a revolutionary fighter as finger exercises to a pianist.” [7] [my emphasis AS]

Let us take one more look at something else in Lenin’s quote – that  “it is impossible to measure beforehand”  the form that the class struggle will take.  What exactly did he mean by this and how then do we measure these things?

We can find a clue if we examine the course of the Russian Revolution when in a rapidly changing situation it was not at all clear what the appropriate course of action should be to advance the revolution.  There were many disagreements within the Bolshevik Party at every turn of the events in 1917 and Lenin was sometimes correct in his estimation and sometimes he was not.  But what distinguished him was his flexibility, his ability to learn from his mistakes and even sometimes to completely change his position on a critical question after gauging the reaction of the masses to an action supported by the Bolsheviks.  I don’t have the time to go into these events except to mention them.  It is discussed in Trotsky’s masterful History of the Russian Revolution and a good supplement to that classic work is the book by the non-Marxist historian Alexander Rabinowich, The Bolsheviks Come to Power, which I would recommend.

I do want to conclude by examining how this idea of ‘keeping a finger on the pulse of the masses’ works out in Trotsky’s thinking, especially in his discussions with leaders of the American Socialist Workers Party on the Transitional Program of the Fourth International.

 For in developing what are called transitional demands we have an excellent example of what Lenin meant by keeping a finger on the pulse of the masses.  There are many misconceptions about transitional demands and this is not the way the topic is usually presented.   For instance, there is a common misconception that transitional demands are a kind of trick whereby revolutionary socialists push for something that they know cannot be met but sound very reasonable.  In this way supposedly the revolutionaries hope to foment discontent among workers. But this is to completely misunderstand what transitional demands are about.  I want to examine transitional demands as an example, perhaps the most developed one, of how to think dialectically about strategy and tactics   Let’s start with a quote from Trotsky where he discusses the political backwardness of the American working class,

“The American workers have the advantage that in their great majority they were not politically organized, and are only beginning now to be organized into trade unions.  This gives to the revolutionary party the possibility of mobilizing them under the blows of the crisis.

What will the speed be? Nobody can foresee. We can see only the direction.  Nobody denies that the direction is a correct one. Then we have the question, how to present the program to the workers? It is naturally very important.  We must combine politics with mass psychology and pedagogy, build the bridge to their minds. Only experience can show us how to advance in this or that part of the country. For some time we must try to concentrate the attention of workers on one slogan: sliding scale of wages and hours.

The empiricism of the American workers has given political parties great success with one or two slogans – singe tax, bimetallism, they spread like wildfire in the masses.  When they see one panacea fail, then they wait for a new one. Now we can present one which is honest, part of our entire program, not demagogic, but which corresponds totally to the situation.  Officially we now have thirteen million, maybe fourteen million unemployed – in reality about sixteen to twenty million- and the youth are totally abandoned in misery. Mr. Roosevelt insists on public works. But we insist that this, together with mines, railroads, etc., absorb all the people. And that every person should have the possibility of living in a decent manner, not lower than now and we ask Mr. Roosevelt and his brain trust propose such a program of public works that everyone capable of working can work at decent wages. This is possible with a sliding scale of wages and hours…We must begin a concentrated campaign of agitation so that everybody knows that this is the program of the socialist workers party.”[8]

Let me emphasize in this long quote the words,

“We must combine politics with mass psychology and pedagogy, build the bridge to their minds. Only experience can show us how to advance in this or that part of the country.”

Here you have stated succinctly the relationship of wholes to parts that I outlined earlier.  And note the emphasis on mass psychology.  Psychology is the final link in the chain that goes from the economic foundation to the political crisis.  And transitional demands are developed primarily to address this final link in the chain. That does not mean that we forget about the rest of our program. For instance, on the political front the fight to convene a farmers and workers government as a step toward the dictatorship of the proletariat, or on the economic front to take measures to transition from an economy based on the law of value to an economy based on social needs.   But the crux of the matter, where the revolutionary party can make its impact at a decisive moment, is precisely on the level of mass psychology, in affecting the consciousness of the masses.

Now transitional demands are a tactic and the series of tactics forms the chain through which we try to implement our strategic goals.  And in thinking about strategy and tactics we tend to think that a strategy is primary and tactics are secondary.  This is true as far as it goes. If your strategic direction is misconceived, no amount of clever tactics will advance you any closer to your goals.  But it is also true that for the most part the revolutionary movement can only affect the situation through tactical steps and these tactical steps can at times play a decisive role in either advancing or retarding the march toward a strategic goal.   This is why Trotsky emphasizes the importance of coming up with simple slogans that both fulfill the objective requirements of the situation and have a chance of ‘clicking’ in the consciousness of the masses. In our time it is something like uploading a video to Youtube that goes viral, only in our case the message spreads like wildfire not because of its sensationalist appeal, but because it touches a nerve in the historical consciousness of the working class and speaks to their objective requirements today.  The classic example of this was the slogan adopted by the Bolsheviks in the October Revolution – “Land, Peace and Bread!” What could be simpler?

Let us look at one other example from Trotsky’s discussions on the Transitional Program.  During the time when Trotsky was discussing the Transitional Program with the American comrades, there was an initiative proposed in the U.S. called the Ludlow amendment. It was intended as a referendum opposing war.  And just like you saw in the run up to the referendum on July 5, there were various sectarian groups who opposed the Ludlow Amendment because it did not go far enough, it maintained certain illusions in pacifism, it was tied to a bourgeois government, etc, etc.  Trotsky’s attitude was of course that revolutionaries should support the measure while at the same time pointing out its limitations. Only by going through the experience with the masses would it be possible to have a dialogue with them   whereby they could become receptive to our critique and get beyond their illusions in pacifism. Here is how he put it,

“We must advance with the masses, and not onIy repeat our formulas but speak in a manner that our slogans become understandable to the masses.” [my emphasis AS]

Trotsky continued,

“The referendum is not our program, but it's a clear step forward; the masses show that they wish to control their Washington representatives. We say: It's a progressive step that you wish to control your representatives. But you have illusions and we will criticize them. At the same time we will help you realize your program. The sponsors of the program will betray you…”[9]
[my emphasis AS]

Here we have a good example what Lenin meant in keeping a finger on the pulse of the masses.  Our program must be flexible if we are to speak to the masses in a language they understand while we go through their experiences with them.  The opportunist will also go through the experience with the masses, but in his case it is to gloss over the contradictions buried within that program.  The revolutionary leader will on the other hand go through that experience with the masses in order to reveal those contradictions.  For instance, last Sunday’s referendum did not address the question of what happens when you say NO.  The masses thought they were saying NO to austerity, but the Tsipras government took the referendum to mean that they were saying NO only to the most recent terms offered by the institutions.  They therefore took the NO vote to mean YES to further austerity which they hoped – in vain as it turns out – that the new austerity program would not be quite as onerous as the current one.  When you bury contradiction a NO becomes a YES.

But this is not something that the masses can learn just through propaganda. It is necessary to go through the experience with them. Without that dialectical link to the activity and thinking of the masses it is not possible to win them over to our program. 

Now let us think about how we can distill these lessons into developing transitional demands in Greece today. What kind of slogans should we raise in the context of post Referendum Greece today?  I cannot say as I do not have the experience and the knowledge of the Greek working class and its history.  Maybe you can put forward a simple slogan like “Austerity is Slavery”?  Or maybe something like the slogan “30 hours work for 40 hours pay”, which was a slogan that the Socialist Workers Party campaigned with in America in the 1930’s when the U.S. was going through the great Depression and we saw levels of unemployment and misery that are close to what we are seeing in Greece today. But you also have to take into account that the political understanding of the Greek working class today after the resounding victory of the NO vote in Sunday’s referendum, is much higher than that which existed in the U.S. in the 1930s.  And you need to take into account the relationship of the party to the working class. Is the immediate task of the party to mobilize large sections of the working class directly through an appeal of the party, or is it to win over masses of workers and youth who have not been convinced yet that the conciliatory road taken repeatedly by Syriza’s leadership is a disastrous policy? Or does the party stand somewhere in  between these extremes, that is, maybe it can mobilize workers to some degree on its own but still needs to win over the great bulk of workers and youth to its program?  

This is something that revolutionaries in Greece and their international allies need to work out. But the important  thing I want to emphasize is not this or that particular slogan, but the dialectical thinking that needs to go into developing the appropriate policies and programs insofar as we keep our finger on the pulse of the masses.





[1]  A good example is the discussion in Plato’s dialogue, Euthyphro.  There the question posed by Socrates is “What is piety?” Euthyphro answers that “Piety is that which is beloved by the gods.”  But there are many gods and some of them hate the same thing that others love.  Therefore the same thing can be both pious and impious. But this is self-contradictory. Therefore, there must be something wrong with the proposition that “Piety is that which is beloved by the gods.”
[2] L. Trotsky, The ABC of the Materialist Dialectic, In Defense of Marxism, https://www.marxists.org/archive/trotsky/1939/12/abc.htm
[3] History of the Russian Revolution, L. Trotsky, Preface, https://www.marxists.org/archive/trotsky/1930/hrr/ch00.htm
[4] The Assessment of the Present Situation,
[5]  L. Trotsky, Sectarianism, Centrism and the Fourth International, http://forum.permanent-revolution.org/2009/05/sectarianism-centrism-and-fourth.html
[6]  L. Trotsky, An Open Letter to Comrade Burnham, https://www.marxists.org/archive/trotsky/idom/dm/14-burnham.htm
[7]   L. Trotsky, The ABC of the Materialist Dialectic”, In Defense of Marxism, https://www.marxists.org/archive/trotsky/1939/12/abc.htm
[8]  The Transitional Program of Socialist Revolution, L Trotsky, with Introductory Essays by Joseph Hansen and George Novack. Pathfinder Press, 1973. P. 192-193.
[9]  Ibid. p. 116-117.
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